DOL PTE Retrospective Review

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Has your firm met the requirements for DOL PTE 2020-02?

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Oyster Consulting’s experts have the knowledge and experience necessary to efficiently conduct your DOL PTE required assessment, testing and documentation. Our industry professionals can also help you prepare your procedures and assess available tools and vendors. Leverage our resources to ensure your review and compliance program will stand up to regulatory scrutiny.    

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Oyster Consulting offers a full range of services for
Broker-Dealers and Investment Advisors

We are dedicated to providing firms with professional consulting, outsourcing and software solutions. 

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